1 | 1 | UBS Global Wealth Management 800 S. Gay St., Ste. 2600 Knoxville, TN 37929
| 865-522-5183 ubs.com/branch/knoxvilleka 2
| UBS Financial Services Zurich/Basel, Switzerland
| 14 / 50 $5,465,000,000 NA
| NA / NA 65%/35% / NA NA
| Chris L. Cannon Executive director 1943
|
2 | 2 | Rather & Kittrell 11905 Kingston Pike Knoxville, TN 37934
| 865-218-8400 rkcapital.com 1
| NA NA
| 10 / 21 $1,271,370,168 NA
| 80% / 20% 100%/0% / NA Fidelity Investments
| Lytle Rather President 2000
|
3 | 4 | The Trust Company of Tennessee 4823 Old Kingston Pike, Ste. 100 Knoxville, TN 37919
| 865-971-1902 thetrust.com 1
| NA NA
| 9 / 98 NA NA
| NA / NA 100%/NA / NA NA
| Sharon Pryse Daniel Carter CEO, founder President 1987
|
4 | 5 | Waypoint Financial Partners, LLC 1322 Dowell Springs Blvd. Knoxville, TN 37909
| 865-588-9333 waypointknoxville.com 6
| Equitable Advisors AXA Advisors New York, NY New York, NY
| 9 / 34 $1,500,000 2,850
| 80% / 20% 70%/25% / 5% Linsco Private Ledger / Equitable Advisors
| Jacki S. Imbrey, CFP, RICP David H. Jeffries, CFP, RICP John Roberts, MBA Richard M. Imbrey Eric R. Theiss Partner Partner Associate Partner Associate 1983
|
5 | 3 | Merrill Lynch 800 S. Gay St., Ste. 2200 Knoxville, TN 37929
| 865-521-8800 ml.com 2
| Bank of America Charlotte, NC
| 9 / 29 NA NA
| NA / NA NA/NA / NA Merrill Lynch
| James L. Cagle Senior VP, wealth management 1972
|
6 | 7 | Tennessee Valley Asset Management Partners 6025 Brookvale Lane, Ste. 160 Knoxville, TN 37919
| 865-226-9982 tvamp.net 4
| NA NA
| 8 / 28 NA NA
| NA / NA NA/NA / NA LPL Financial
| Jeff Foster Scott Fisher Jeff Sweat Luke A Bowes CCO, CFP CFP CFP COO, CFA 2011
|
7 | 6 | Patriot Investment Management 9721 Cogdill Road, Ste. 101 Knoxville, TN 37932
| 865-777-2479 patriotinvestment.com 3
| NA NA
| 8 / 26 $1,470,075,603.5 1,882
| 80% / 20% NA/NA / 100% Charles Schwab & Co.
| Brad Bower President 1993
|
8 | 8 | Wells Fargo Advisors 265 Brookview Centre Way, Ste. 100 Knoxville, TN 37919
| 865-560-2600 wellsfargoadvisors.com NA
| Wells Fargo Advisors St. Louis, MO
| 5 / 35 NA NA
| 85% / 15% 80%/20% / NA Wells Fargo Advisors
| Ken E. Hayes Branch manager, first VP, investments 1995
|
9 | 9 | First Horizon Advisors 4315 Kingston Pike, Suite 302 Knoxville, TN 37919
| 865-971-2100 firsthorizon.com 35
| First Horizon National Corp. Memphis, TN
| 4 / 653 $179,608,694.8 8,607
| 90% / 10% 60%/40% / NA NA
| Harold Robertson SVP, managing director 1993
|
10 | 13 | Northwestern Mutual - Knoxville 110 Triplett Lane Knoxville, TN 37922
| 865-251-5100 nm-knoxville.com 2
| Northwestern Mutual Milwaukee, WI
| 4 / 50 $698,278,424 10,889
| 85% / 15% 50%/45% / 5% Northwestern Mutual Wealth Management Company
| Jim LaPinska Mark Pancratz CFP, ChFC, CLU, Managing director, wealth management advisor Managing director, financial advisor 1857
|
11 | 10 | Fidelity Investments 11513 Parkside Drive Knoxville, TN 37934
| 865-288-1796 fidelity.com 1
| Fidelity Investments Boston, MA
| 4 / 25 NA NA
| NA / NA NA/NA / NA Fidelity Investments
| Joseph Siragusa Vice president, branch manager 2010
|
12 | 11 | Meridian Trust & Investment Co. 109 S. Northshore Drive Knoxville, TN 37919
| 865-342-4400 trustmeridian.com 1
| NA NA
| 4 / 17 $1,000,000,000 NA
| 50% / 50% 100%/NA / NA NA
| Tom Coulter President 1997
|
13 | 12 | PYA Waltman Capital, LLC 1402 Ebenezer Road Knoxville, TN 37922
| 865-693-6301 pyawaltman.com 1
| NA NA
| 4 / 16 $1,017,643,452 NA
| NA / NA NA/NA / 100% Various
| J. William Waltman, Jr. Melissa Ballard President Director of financial planning services 2005
|
14 | 14 | SageView Advisory Group 1111 N. Northshore Drive, Ste. N-325 Knoxville, TN 37919
| 865-293-4051 sageviewadvisory.com 1
| SageView Advisory Group Newport Beach, CA
| 3 / 25 $557,000,000 1,103
| 95% / 5% 90%/5% / 5% Cetera
| Doug Webster John Majors Ryan Manaker Sean G. King Managing Director Managing Director Managing Director Managing director 2005
|
15 | 15 | Vantage Point Financial Planning 4509 Papermill Drive Knoxville, TN 37909
| 865-212-2376 vantagepointfinancialplanning.com 2
| Ameriprise Financial Services Minneapolis, MN
| 3 / 10 $300,000,000 1,000
| 90% / 10% 85%/5% / 10% Ameriprise Financial
| Phillip B. Jones CFP, APMA, BFA 1996
|
16 | 17 | Visionary Horizons Wealth Management 620 Mabry Hood Road, Ste. 102 Knoxville, TN 37932
| 865-675-8496 visionaryhorizons.com 2
| Visionary Horizons, LLC Knoxville, TN
| 3 / 9 $206,816,746 421
| 411% / 10% 99%/1% / 0% Schwab Institutional, TD Ameritrade
| Roger Kiger CEO 2008
|
17 | 16 | Asset Planning Corporation 234 S. Peters Road, Ste. 102 Knoxville, TN 37923
| 888-690-1231 assetplanningcorp.com 1
| NA NA
| 3 / 8 $300,000,000 224
| 223% / 1% 0%/0% / 100% Charles Schwab & Co.
| Joe N Ottaviano Paul K. Fain President, owner Executive chairman, CFP 1975
|
18 | 19 | The Nalls Sherbakoff Group 9724 Kingston Pike Knoxville, TN 37922
| 865-691-0898 nallssherbakoff.com 1
| NA NA
| 3 / 7 $235,124,000 345
| NA / NA NA/NA / 100% Charles Schwab & Co.
| Donald E. Nalls T. Lee Sherbakoff Partners 2014
|
19 | 18 | WealthSource Partners 10641 Deerbrook Dr. Suite 100 Knoxville, TN 37922
| 865-690-1155 wealthsource.com 1
| WealthSource NA
| 2 / 7 NA NA
| 85% / 15% 15%/NA / 85% NA
| Justin Goodbread President 2009
|