1 | 1 | Merrill Lynch 800 S. Gay St., Ste. 2200 Knoxville, TN 37929
| 865-521-8800 ml.com 1/NA
| 35 46
| NA NA Yes
| Bank of America Charlotte, NC
| James L. Cagle Senior VP, Wealth management 1972
|
2 | 2 | Wells Fargo Advisors 265 Brookview Centre Way, Ste. 100 Knoxville, TN 37919
| 865-560-2600 wellsfargoadvisors.com 2/NA
| 28 36
| NA NA NA
| Wells Fargo Advisors St. Louis, MO
| Ken Hayes Branch manager, First VP, Investments 1995
|
3 | 3 | UBS Global Wealth Management 800 S. Gay St., Ste. 2600 Knoxville, TN 37929
| 865-522-5183 ubs.com/branch/knoxvilleka 2/NA
| 24 44
| NA NA Yes
| UBS Financial Services Zurich/Basel, Switzerland
| Chris Cannon Branch manager 1943
|
4 | 5 | Securities Service Network 9729 Cogdill Road, Ste. 301 Knoxville, TN 37932
| 865-777-4677 ssnetwork.com NA/NA
| 22 63
| NA NA NA
| Advisor Group Phoenix, AZ
| Wade Wilkinson President, CEO 1983
|
5 | 4 | Raymond James & Associates 11400 Parkside Drive, Ste. 200 Knoxville, TN 37934
| 865-777-5800 raymondjames.com/knoxvillewealthmanagment 1/2
| 20 32
| 100% NA No
| Raymond James Financial St. Petersburg, FL
| Joe E. Thompson Managing director 1984
|
6 | 6 | FTB Advisors 800 S. Gay St. Knoxville, TN 37929
| 865-971-2100 firsttennessee.com 14/60
| 15 30
| 40% 10% Yes
| First Horizon National Corp. Memphis, TN
| Harold Robertson Senior VP, Managing director 1982
|
7 | 7 | Fidelity Investments 11513 Parkside Drive Knoxville, TN 37934
| 865-288-1796 fidelity.com 1/197
| 14 14
| NA NA NA
| Fidelity Investments Boston, MA
| Joseph Siragusa Vice president, Branch manager 2010
|
8 | 9 | Tennesssee Valley Asset Management Partners 6025 Brookvale Lane,Suite 160 Knoxville, TN 37919
| 865-226-9982 tvamp.net 5/5
| 12 21
| 95% 5% No
| NA NA
| Jeff Foster Scott Fisher Jeff Sweat Senior partner, CFPs 2011
|
9 | 8 | SageView Advisory Group 1111 N. Northshore Drive, Ste. N-325 Knoxville, TN 37919
| 865-293-4051 sageviewadvisory.com 1/NA
| 11 34
| NA NA NA
| SAGEVIEW Irvine, CA
| Sean King Doug Webster John Majors Ryan Manaker Managing directors 2005
|
10 | 12 | Pinnacle Asset Management 1111 Northshore Drive, Ste. 130 Knoxville, TN 37919
| 865-766-3000 pnfp.com 2/6
| 5 7
| 95% 5% Yes
| Pinnacle Financial Partners Nashville, TN
| Mike DiStefano Knoxville president 2007
|
11 | 13 | Charles Schwab & Co. 10114 Parkside Drive, Ste. 102 Knoxville, TN 37922
| 865-675-1762 schwab.com 1/365
| 5 6
| 100% 0% Yes
| The Charles Schwab Corp. San Francisco, CA
| Timothy Kirch Branch manager, Knoxville 1997
|
12 | 11 | Phillips Jones Wealth Management 4509 Papermill Drive Knoxville, TN 37909
| 865-212-2376 phillipsjoneswealthmanagement.com 2/2
| 4 10
| 100% 0% Yes
| Ameriprise Financial Services Minneapolis, MN
| Phillip Jones CFP, APMA 1996
|
13 | 15 | Rather & Kittrell 11905 Kingston Pike Knoxville, TN 37934
| 865-218-8400 rkcapital.com NA/NA
| 3 21
| NA NA NA
| NA NA
| Lytle Rather President 2000
|
14 | 14 | Quality Financial Concepts 115 W. Broadway Ave. Maryville, TN 37801
| 865-984-3550 qualityfinancial.com 1/1
| 3 10
| 100% 0% Yes
| NA NA
| Doug Horn M. Shane Smith CFP, owner, founder; M.Shane Smith, CFP CFP 2001
|
15 | 16 | Visionary Horizons Wealth Management 620 Mabry Hood Road, Ste. 102 Knoxville, TN 37932
| 865-675-8496 visionaryhorizons.com 2/5
| 2 4
| 95% 5% Yes
| Visionary Horizons, LLC Knoxville, TN
| Roger Kiger CEO 2008
|