| 1 | 1 | Merrill Lynch
800 S. Gay St., Ste. 2200
Knoxville, TN 37929
| 865-521-8800
ml.com
NA/NA
| 32
44
| NA
NA
NA
| Bank of America
Charlotte, NC
| James L. Cagle
Senior vice president, wealth management
1972
|
| 2 | 5 | Wells Fargo Advisors
265 Brookview Centre Way, Ste. 100
Knoxville, TN 37919
| 865-560-2600
wellsfargoadvisors.com
2/NA
| 29
37
| NA
NA
NA
| Wells Fargo Advisors
St. Louis, MO
| Ken Hayes
Branch manager, first vice president - investments
1995
|
| 3 | 2 | UBS Global Wealth Management
800 S. Gay St., Ste. 2600
Knoxville, TN 37929
| 865-522-5183
ubs.com/branch/knoxvilleka
2/NA
| 28
43
| NA
NA
No
| UBS Financial Services
Zurich/Basel, Switzerland
| Chris L. Cannon
Branch manager
1943
|
| 4 | 7 | FTB Advisors
800 S. Gay St.
Knoxville, TN 37929
| 865-971-2100
firsttennessee.com
15/NA
| 23
56
| 90%
10%
Yes
| First Horizon National Corp.
Memphis, TN
| Harold Robertson
Senior vice president, managing director
1982
|
| 5 | 4 | Raymond James & Associates
11400 Parkside Drive, Ste. 200
Knoxville, TN 37934
| 865-777-5800
raymondjames.com/knoxvillewealthmanagment
1/2
| 23
33
| 90%
10%
Yes
| Raymond James Financial
St. Petersburg, FL
| Joe E. Thompson
Managing Director
1984
|
| 6 | 6 | Securities Service Network
9729 Cogdill Road, Ste. 301
Knoxville, TN 37932
| 865-777-4677
ssnetwork.com
NA/NA
| 21
60
| NA
NA
NA
| Ladenburg Thalmann Financial Services
Miami, FL
| Wade Wilkinson
President, CEO
1983
|
| 7 | 9 | Fidelity Investments
11513 Parkside Drive
Knoxville, TN 37934
| 865-288-1796
fidelity.com
1/207
| 13
13
| NA
NA
NA
| Fidelity Investments
Boston, MA
| John Akeroyd
Vice president, branch office manager
2010
|
| 8 | 10 | SageView Advisory Group
1111 N. Northshore Drive, Ste. N-325
Knoxville, TN 37919
| 865-293-4051
sageviewadvisory.com
1/NA
| 11
31
| NA
NA
NA
| SAGEVIEW
Irvine, CA
| Sean King
Doug Webster
John Majors
Ryan Manaker
Managing director
Managing Director
Managing Director
Managing Director
2005
|
| 9 | 11 | Hilliard Lyons
8862 Cedar Springs Lane
Knoxville, TN 37923
| 865-470-8444
hilliard.com
1/88
| 9
14
| 98%
2%
No
| J.J. B. Hilliard, W.L. Lyons
Louisville, KY
| Brian Donaldson
Senior vice president
1854
|
| 10 | 13 | Phillips Jones Wealth Management
4509 Papermill Drive
Knoxville, TN 37909
| 865-212-2376
phillipsjoneswealthmanagement.com
2/2
| 6
12
| NA
NA
NA
| Ameriprise Financial Services
Minneapolis, MN
| Steven Phillips
CFP, MBA, CLU, AEP
1996
|
| 11 | 14 | TrustFirst
265 Brookview Centre Way, Ste. 504
Knoxville, TN 37919
| 865-583-7390
trustfirst.com
1/2
| 6
9
| 100%
NA
Yes
| NA
NA
| Donald Taylor
President
1995
|
| 12 | 15 | Charles Schwab & Co.
10114 Parkside Drive, Ste. 102
Knoxville, TN 37922
| 865-675-1762
schwab.com
1/340
| 5
6
| 100%
NA
Yes
| The Charles Schwab Corp.
San Francisco, CA
| Timothy Kirch
Branch manager, Knoxville
1997
|
| 13 | 18T | Quality Financial Concepts
115 W. Broadway Ave.
Maryville, TN 37801
| 865-984-3550
qualityfinancial.com
1/1
| 4
9
| 100%
0%
Yes
| NA
NA
| Doug Horn
M. Shane Smith
CFP, owner, founder
CFP
2001
|
| 14 | 16 | Pinnacle Asset Management
1111 Northshore Drive, Ste. 130
Knoxville, TN 37919
| 865-766-3000
pnfp.com
7/122
| 4
5
| 90%
10%
No
| Pinnacle Financial Partners
Nashville, TN
| Mike DiStefano
Knoxville president
2007
|
| 15 | 17 | Rather & Kittrell
11905 Kingston Pike
Knoxville, TN 37934
| 865-218-8400
rkcapital.com
1/NA
| 3
19
| NA
NA
NA
| NA
NA
| Lytle Rather
President
2000
|
| 16 | 18T | Visionary Horizons Wealth Management
620 Mabry Hood Road, Ste. 102
Knoxville, TN 37932
| 865-675-8496
visionaryhorizons.com
2/3
| 2
7
| 90%
10%
No
| Visionary Horizons Wealth Management
Visionary Horizons, LLC
Knoxville, TN
Knoxville, TN
| Roger Kiger
CEO
2008
|
