The Book of Lists is your resource to stay ahead of the competition. Get in-depth information on the largest and most influential businesses in East Tennessee. It is your instant reference tool for finding a company's top local executive, background on a specific industry, and much more. Create a list of sales contacts and general mailings lists, sort by company or geography, and import data directly to your desktop. Start your download now. Any questions, contact Angela Akers at 865-342-6424 or lists@knoxvillebiz.com.

Log in here

PRODUCTS PROFILE ADD DATA CONTACT

Shopping Cart (0 items) HTML View

Prefer PDFs? A printer-friendly PDF of this list is available. Download PDF file Prefer Excel? A complete spreadsheet of this list is available. Download Excel file Knoxville-Area Registered Investment Advisory Firms Ranked By Assets Under Local Management Rank '15 '14 Company Phone Website Brokerage used Total employees Advisory1 / reg. reps. / analysts2 Local offices / cities Assets under local mgmt. Discretionary / non-dis. Total # of accounts Min. account size Avg. account size % Clients Indiv./corp./charity Fee-based/comm./other Top local executive Founded locally 1 1 Martin & Co. Investment Counsel3 Two Centre Square Ste. 200, 625 S. Gay St. Knoxville, TN 37902 865-541-4747 NA Client directed 12 9 / NA / 6 1 / Knoxville $1,702,000,000 $1,702,000,000 / NA 265 $2,500,000 $6,400,000 75% / 15% / 10% 100% / NA / NA William E. Woodson Jr. President, CEO 1989 2 2 Patriot Investment Management 9721 Cogdill Road, Ste. 101 Knoxville, TN 37932 865-777-2479 patriotinvestment.com Charles Schwab & Co. 24 16 / NA / NA 1 / Knoxville $638,194,395 NA / NA NA NA NA 80% / 20% / NA 100% / NA / NA Brad Bower President 1993 3 3 PYA Waltman Capital 2076 Lakeside Centre Way Knoxville, TN 37922 865-693-6301 pyawaltman.com Various 9 5 / 5 / 1 1 / Knoxville $475,230,000 NA / NA NA $500,000 NA NA / NA / NA 100% / NA / NA Melissa K. Ballard J. William Waltman, Jr. Director, Financial Planning Services President 2005 4 4 Rather & Kittrell 11905 Kingston Pike Knoxville, TN 37934 865-218-8400 rkcapital.com Fidelity Investments 16 9 / 6 / NA 1 / 1 $389,524,876 NA / NA NA NA NA 90% / 10% / NA 100% / 0% / NA Lytle Rather President 2000 5 5 Proffitt & Goodson 4800 Old Kingston Pike, Ste. 200 Knoxville, TN 37919 865-584-1850 proffittgoodson.com Various 6 4 / NA / 1 1 / Knoxville $293,295,464 $290,272,194 / $3,023,270 NA NA NA NA / NA / NA 100% / NA / NA David N. Goodson President 1987 6 6 Quintium Advisors 9202 S. Northshore Drive, Ste. 301 Knoxville, TN 37922 865-243-8001 NA Jefferies 8 5 / 0 / 0 1 / Knoxville $209,700,000 NA / NA 5 NA NA 0% / 100% / 0% 100% / 0% / 0% George Hashbarger Jr. Founding partner, CEO 2007 7 8 C&J Wealth Advisors 575 Oak Ridge Turnpike, Ste. 203 Oak Ridge, TN 37932 865-481-0385 cjwealth.com TD Ameritrade 6 3 / 0 / 0 2 / Knoxville, Oak Ridge $178,000,000 $168,000,000 / $10,000,000 NA NA NA 99% / 1% / NA 100% / 0% / NA J. Mark King Principal 1982 8 7 Asset Planning Corporation 234 S. Peters Road, Ste. 102 Knoxville, TN 37923 865-690-1231 AssetPlanningCorp.com Charles Schwab & Co. 5 NA / NA / NA 1 / Knoxville $170,000,000 NA / NA NA NA NA 97% / 3% / 0% 100% / 0% / 0% Paul K. Fain President 1975 9 10 McBrearty Capital Management 8901 Sony Lane Knoxville, TN 37923 865-693-5300 mcbreartycapital.com Schwab Institutional 4 2 / 2 / NA 1 / Knoxville $160,000,000 NA / $160,000,000 210 $500,000 $750,000 95% / 4% / 1% 100% / NA / NA Martin McBrearty Rachel J. Hacker Presidents 2000 10 9 NBZ Investment Advisors 4110 Sutherland Ave. Knoxville, TN 37919 865-584-1184 nbzinvest.com Charles Schwab & Co. NA NA / 2 / NA 1 / Knoxville $157,567,087 $157,567,087 / NA 350 NA NA 100% / NA / NA 100% / NA / NA Rick Zivi Managing member 1995 11 11 Brogan Financial 8351 E. Walker Springs Lane, Ste. 101 Knoxville, TN 37923 865-862-6800 broganfinancial.com TD Ameritrade 8 3 / NA / NA 1 / Knoxville $141,150,000 NA / NA NA NA NA 100% / NA / NA 100% / NA / NA Jim Brogan President, Chief Investment Officer 2001 12 16 Tennessee Valley Asset Management Partners 6025 Brookvale Lane, Ste. 160 Knoxville, TN 37919 865-577-1922 tvamp.net LPL Financial 10 4 / 5 / NA 3 / Knoxville, Seymour, LaFollette $135,000,000 $99,000,000 / $36,000,000 NA NA NA NA / NA / NA 60% / 30% / 10% Jeff Foster Scott Fisher Jeff Sweat CCO, CFP Wealth advisor MBA 2012 13 12 LeConte Wealth Management 703 William Blount Drive Maryville, TN 37801 865-379-8200 lecontewealth.com TD Ameritrade, Schwab 7 3 / NA / NA 1 / Maryville $112,000,000 $110,000,000 / $2,000,000 NA NA NA 95% / 3% / 2% 100% / NA / NA Kevin Painter Hoy Grimm Jon Dockery Managing partner Managing partner CPA 2007 14 13 Visionary Horizons Wealth Management 620 Mabry Hood Road, Ste. 102 Knoxville, TN 37932 865-675-8496 visionaryhorizons.com Schwab Institutional, TD Ameritrade 7 4 / 3 / 0 2 / Knoxville, Kingston $110,000,000 $98,000,000 / $17,000,000 450 $250,000 $500,000 90% / 5% / 5% 90% / 10% / NA Roger Kiger Chief manager4 2008 15 14 Resource Advisory Services 2095 Lakeside Centre Way, Ste. 105 Knoxville, TN 37922 865-560-0140 resourceadv.com Charles Schwab & Co. 5 2 / 2 / NA 1 / Knoxville $96,711,218 $76,116,582 / $20,594,636 69 NA $1,401,612 90% / 10% / NA NA / NA / 100%5 J. David Lewis R. Bryan Hankla Principal, Founder Principal, CFP 1985 16 17 CTM Financial 10107 Sherrill Blvd. Knoxville, TN 37932 865-777-2325 ctmfin.com TD Ameritrade NA NA / NA / NA NA / Knoxville $74,097,953 $74,097,953 / NA NA NA NA 95% / 5% / NA 100% / NA / NA Patricia Conry Taylor CPA, PFS 2010 17 18 TrustFirst 265 Brookview Centre Way, Ste. 504 Knoxville, TN 37919 865-583-7390 trustfirst.com TrustFirst, Fidelity, Schwab 12 5 / 9 / NA 1 / Knoxville $48,954,534 $16,500,432 / $32,454,534 176 NA $278,147 97% / 2% / 1% 100% / 0% / 0% Donald O. Taylor President 1995 18 NR Financial Counseling & Administration 3039 Kingston Pike, Apt. # 5 Knoxville, TN 37919 865-525-9793 johnsmarttcpa.com TD Ameritrade Institutional 1 1 / NA / NA 1 / Knoxville $37,600,000 $37,600,000 / $37,600,000 70 $100,000 $540,000 96% / NA / 4% 100% / 0% / 0% John Smartt Jr. Owner, CPA 1992 1 Employees at this office who perform investment advisory functions, incl. research; 2 Chartered financial analysts; 3 All information as of 12/31/14; 4 Wealth strategist; 5 Fee-only Source: Individual company reps., individual company websites.If you notice an error or omission, please contact Angela Akers at 865-342-6424 or lists@knoxvillebiz.com.