1 | 2 | Patriot Investment Management 9721 Cogdill Road, Ste. 101 Knoxville, TN 37932
| 865-777-2479 patriotinvestment.com Charles Schwab & Co.
| 26 17 / 17 / 1 3 / Knoxville & Crossville
| $1,470,075,604 $1,465,768,155 / $4,307,448
| 4,899 NA NA
| 80% / 20% / NA 100% / NA / NA
| Brad Bower President 1993
|
2 | 1 | Martin & Company Two Centre Square Knoxville, TN 37902-1669
| 865-541-4747 martin-co.com Client directed
| 8 6 / NA / 5 1 / Knoxville
| $1,464,388,511 $1,464,388,511 / NA
| 121 $500,000 $12,102,384
| 87% / 8% / 5% 100% / 0% / 0%
| Michael W. Holt President 1989
|
3 | 3 | Rather & Kittrell 11905 Kingston Pike Knoxville, TN 37934
| 865-218-8400 rkcapital.com Fidelity Investments
| 21 14 / NA / 1 1 / Knoxville
| $1,271,370,168 NA / NA
| NA NA NA
| 80% / 20% / NA 100% / 0% / NA
| Lytle Rather President 2000
|
4 | 4 | PYA Waltman Capital, LLC 1402 Ebenezer Road Knoxville, TN 37922
| 865-693-6301 pyawaltman.com Various
| 16 7 / 7 / 1 1 / Knoxville
| $1,017,643,452 NA / NA
| NA NA NA
| 92% / 7% / 1% 100% / NA / NA
| J. William Waltman, Jr. Melissa Ballard President Director of financial planning services 2005
|
5 | 6 | Tennessee Valley Asset Management Partners 6025 Brookvale Lane, Ste. 160 Knoxville, TN 37919
| 865-226-9982 tvamp.net LPL Financial
| 28 17 / 16 / 1 4 / Knoxville, Seymour, LaFollette, Oak Ridge
| $632,145,647 $621,404,856 / $10,740,791
| NA NA NA
| NA / NA / NA NA / NA / NA
| Jeff Foster Scott Fisher Jeff Sweat Luke A Bowes CCO, CFP CFP CFP COO, CFA 2011
|
6 | 5 | Proffitt & Goodson 4800 Old Kingston Pike, Ste. 200 Knoxville, TN 37919
| 865-584-1850 proffittgoodson.com Various
| 9 6 / NA / 3 NA / Knoxville
| $614,630,566 $601,104,674 / $13,525,892
| NA NA NA
| NA / NA / NA 100% / NA / NA
| David N. Goodson President 1987
|
7 | 8 | Brogan Financial 8351 E. Walker Springs Lane, Ste. 101 Knoxville, TN 37923
| 865-862-6800 broganfinancial.com TD Ameritrade
| 15 4 / NA / NA 1 / Knoxville
| $397,590,991 $382,270,983 / $15,320,008
| NA NA NA
| 100% / 0% / 0% 100% / 0% / 0%
| Jim Brogan Founder, president, chief investment officer 2001
|
8 | 7 | Asset Planning Corporation 234 S. Peters Road, Ste. 102 Knoxville, TN 37923
| 888-690-1231 assetplanningcorp.com Charles Schwab & Co.
| 8 3 / 3 / NA 1 / Knoxville
| $316,000,000 $315,994,000 / $6,000,000
| 221 $0 $1
| 99% / 1% / 0% 100% / 0% / 0%
| Joe N Ottaviano Paul K. Fain President, owner Executive chairman, CFP 1975
|
9 | 9 | NBZ Investment Advisors, LLC 6322 Deane Hill Drive Knoxville, TN 37919
| 865-584-1184 nbzinvest.com Charles Schwab & Co.
| 6 4 / 3 / NA 1 / Knoxville
| $301,401,640 $301,404,640 / NA
| 403 NA NA
| 100% / NA / NA 100% / NA / NA
| Rick Zivi Managing member 1995
|
10 | 11 | The Nalls Sherbakoff Group 9724 Kingston Pike Knoxville, TN 37922
| 865-691-0898 nallssherbakoff.com Charles Schwab & Co.
| 7 3 / NA / NA 1 / NA
| $235,124,000 $217,424,000 / $17,700,000
| 843 NA NA
| 85% / 12% / 3% 100% / NA / NA
| Donald E. Nalls T. Lee Sherbakoff Partners 2014
|
11 | 10 | C&J Wealth Advisors 575 Oak Ridge Turnpike, Ste. 203 Oak Ridge, TN 37932
| 865-481-0385 cjwealth.com TD Ameritrade
| 5 4 / NA / NA 2 / Knoxville, Oak Ridge
| $233,300,000 NA / NA
| 950 $25,000 $250,000
| 98% / 1% / 1% 100% / 0% / NA
| J. Mark King Principal 1982
|
12 | 12 | Creekside Capital Inc. 8901 Sony Lane Knoxville, TN 37923
| 865-693-5300 creeksidecapitalinc.com Schwab Institutional
| 4 2 / 2 / NA 1 / Knoxville
| $224,000,000 NA / $224,000,000
| 685 $4,460 $327,007
| 95% / 4% / 1% 100% / 0% / 0%
| Martin T. McBrearty Rachel J. Hacker Presidents 2000
|
13 | 15 | Visionary Horizons Wealth Management 620 Mabry Hood Road, Ste. 102 Knoxville, TN 37932
| 865-675-8496 visionaryhorizons.com Schwab Institutional, TD Ameritrade
| 9 8 / 8 / 0 2 / Knoxville, Kingston
| $206,816,746 $206,816,746 / $0
| 421 $1 $491,000
| 98% / 2% / 0% 99% / 1% / 0%
| Roger Kiger CEO 2008
|
14 | 13 | Insight Strategic Wealth, LLC 10107 Sherrill Blvd. Knoxville, TN 37932
| 865-777-2325 insightstrategicwealth.com TD Ameritrade
| 4 3 / 3 / 0 1 / Knoxville
| $190,289,532 $187,658,239 / $2,631,293
| 166 $400,000 $1,500,000
| 100% / 0% / 0% 100% / 0% / 0%
| Patricia Conry Taylor CPA, PFS, RLP 2010
|
15 | 14 | The Mather Group, LLC 2095 Lakeside Centre Way, Ste. 105 Knoxville, TN 37922
| 865-560-0140 themathergroup.com Charles Schwab & Co.
| 4 3 / 3 / NA 1 / Knoxville
| $172,562,890 $158,637,213 / $13,925,677
| 536 $1,000,000 $1,500,000
| 100% / 0% / NA NA / NA / 100%
| R. Bryan Hankla J. David Lewis Director of wealth management, CFP Director of wealth management 2020
|
16 | 16 | Leading Edge Financial Planning 6921 Office Park Circle Knoxville, TN 37909
| 865-240-2292 leadingedgeplanning.com Charles Schwab & Co., Interactive Brokers
| 4 4 / 4 / 0 2 / Knoxville, Maryville
| $165,000,000 $165,000,000 / NA
| 750 NA $220,000
| 100% / 0% / 0% 0% / 0% / 100%
| Charlie Mattingly Kevin Gormley CEO CFO 2015
|
17 | 17 | Retirement Planning Services 9729 Cogdill Road, Ste. 302 Knoxville, TN 37932
| 865-220-9311 seriousretirement.com Fidelity
| 5 2 / NA / NA 1 / NA
| $128,954,996 $128,954,996 / NA
| NA NA NA
| 100% / 0% / 0% 100% / 0% / 0%
| Spencer Hall President 1985
|
18 | 18 | Providence Wealth Management 2030 Falling Waters Road, Ste. 175 Knoxville, TN 37922
| 865-691-6699 providenceadvisors.com TD Ameritrade
| 6 2 / 2 / NA 1 / Knoxville
| $94,000,000 $94,000,000 / NA
| NA NA NA
| 99% / 1% / NA 100% / 0% / NA
| Paul W. Cochran President 2006
|