1 | 1 | Martin & Company Two Centre Square Knoxville, TN 37902-1669
| 8655414747 martin-co.com Client directed
| 8 5 / NA / 4 1 / Knoxville
| $1,533,343,315 $1,533,343,315 / NA
| 120 $500,000 $12,777,860
| 84% / 11% / 5% 100% / 0% / 0%
| Michael W. Holt President, CEO 1989
|
2 | 2 | Patriot Investment Management 9721 Cogdill Road, Ste. 101 Knoxville, TN 37932
| 865-777-2479 patriotinvestment.com Charles Schwab & Co.
| 24 16 / 16 / 1 1 / Knoxville
| $1,115,904,742 $1,112,761,741 / $3,143,001
| NA NA NA
| 80% / 20% / NA 100% / NA / NA
| Brad Bower President 1993
|
3 | 3 | Rather & Kittrell 11905 Kingston Pike Knoxville, TN 37934
| 865-218-8400 rkcapital.com Fidelity Investments
| 22 13 / NA / NA NA / 1
| $878,694,418 NA / NA
| NA NA NA
| 80% / 20% / NA 100% / 0% / NA
| Lytle Rather President 2000
|
4 | 4 | PYA Waltman Capital, LLC 1402 Ebenezer Road Knoxville, TN 37922
| 865-693-6301 pyawaltman.com Various
| 14 6 / 6 / 1 1 / Knoxville
| $754,600,955 NA / NA
| NA NA NA
| NA / NA / NA 100% / NA / NA
| J. William Waltman, Jr. Melissa Ballard President Director of financial planning services 2005
|
5 | 6 | Tennessee Valley Asset Management Partners 6025 Brookvale Lane, Ste. 160 Knoxville, TN 37919
| 865-226-9982 tvamp.net LPL Financial
| 22 NA / NA / NA NA / Knoxville, Seymour, LaFollette, Oak Ridge
| $524,239,051 NA / NA
| NA NA NA
| NA / NA / NA NA / NA / NA
| Jeff Foster Scott Fisher Jeff Sweat CCO, CFP Wealth advisor MBA 2012
|
6 | 5 | Proffitt & Goodson 4800 Old Kingston Pike, Ste. 200 Knoxville, TN 37919
| 865-584-1850 proffittgoodson.com Various
| 9 6 / NA / 3 NA / Knoxville
| $514,635,581 $506,884,572 / $7,751,008
| NA NA NA
| NA / NA / NA 100% / NA / NA
| David N. Goodson President 1987
|
7 | 7 | Brogan Financial 8351 E. Walker Springs Lane, Ste. 101 Knoxville, TN 37923
| 865-862-6800 broganfinancial.com TD Ameritrade
| 14 4 / NA / NA 1 / Knoxville
| $267,028,000 NA / NA
| NA NA NA
| 100% / 0% / 0% 100% / 0% / 0%
| Jim Brogan Founder, president, chief investment officer 2001
|
8 | 10 | NBZ Investment Advisors, LLC 6322 Deane Hill Drive Knoxville, TN 37919
| 865-584-1184 nbzinvest.com Charles Schwab & Co.
| NA 3 / 5 / NA 1 / Knoxville
| $257,700,440 $257,700,440 / NA
| 383 NA NA
| 100% / NA / NA 100% / NA / NA
| Rick Zivi Managing member 1995
|
9 | 8 | Asset Planning Corporation 234 S. Peters Road, Ste. 102 Knoxville, TN 37923
| 888-690-1231 assetplanningcorp.com Charles Schwab & Co.
| 7 2 / 3 / NA 1 / Knoxville
| $236,000,000 $232,000,000 / $4,687,000
| 221 NA $1,106,000
| 98% / 2% / 0% 100% / 0% / 0%
| Paul K. Fain Executive chairman, CFP 1975
|
10 | 9 | The Nalls Sherbakoff Group 9724 Kingston Pike Knoxville, TN 37922
| 865-691-0898 nallssherbakoff.com Charles Schwab & Co.
| 5 2 / NA / NA 1 / Knoxville
| $218,720,400 $192,012,330 / $26,708,000
| NA NA NA
| 85% / 12% / 3% 100% / NA / NA
| Donald E. Nalls T. Lee Sherbakoff Partners 2014
|
11 | 11 | Creekside Capital Inc. 8901 Sony Lane Knoxville, TN 37923
| 865-693-5300 creeksidecapitalinc.com Schwab Institutional
| 4 2 / 2 / NA 1 / Knoxville
| $180,000,000 NA / $180,000,000
| 640 $3,743 $281,250
| 95% / 4% / 1% 100% / 0% / 0%
| Martin McBrearty Rachel J. Hacker Presidents 2000
|
12 | NR | CTM Financial, LLC 10107 Sherrill Blvd. Knoxville, TN 37932
| 865-777-2325 ctmfin.com TD Ameritrade
| 4 3 / 3 / 0 1 / Knoxville
| $175,300,000 $167,400,000 / $7,900,000
| 157 $400,000 $1,116,300
| 100% / 0% / NA 100% / NA / NA
| Patricia Conry Taylor CPA, PFS 2010
|
13 | 13 | Retirement Planning Services 9729 Cogdill Road, Ste. 302 Knoxville, TN 37932
| 865-220-9311 seriousretirement.com NFS
| NA NA / NA / NA NA / NA
| $143,952,311 NA / NA
| NA NA NA
| 99% / 1% / 0% NA / NA / NA
| Spencer Hall President 1985
|
14 | 12 | Visionary Horizons Wealth Management 620 Mabry Hood Road, Ste. 102 Knoxville, TN 37932
| 865-675-8496 visionaryhorizons.com Schwab Institutional, TD Ameritrade
| 6 5 / 5 / NA 2 / Knoxville, Kingston
| $143,386,467 $143,386,467 / $0
| 920 $50,000 $155,855
| 90% / 5% / 5% 95% / 0% / 5%
| Roger Kiger CEO 2008
|
15 | 14 | The Mather Group 2095 Lakeside Centre Way, Ste. 105 Knoxville, TN 37922
| 865-560-0140 themathergroup.com Charles Schwab & Co.
| 5 NA / NA / NA 1 / Knoxville
| $123,406,507 NA / NA
| NA NA NA
| 90% / 10% / NA NA / NA / 100%
| J. David Lewis R. Bryan Hankla Managing director Director of wealth management, CFP NA
|
16 | 15 | Leading Edge Financial Planning 6921 Office Park Circle Knoxville, TN 37909
| 865-240-2292 leadingedgeplanning.com Charles Schwab & Co.
| 3 2 / 2 / 0 1 / Knoxville
| $100,000,000 $100,000,000 / $0
| 700 $0 $142,000
| 100% / 0% / 0% 0% / 0% / 100%
| Charlie Mattingly Kevin Gormley CEO CFO 2015
|
17 | 16 | Providence Wealth Management 2030 Falling Waters Road, Ste. 175 Knoxville, TN 37922
| 865-691-6699 providenceadvisors.com TD Ameritrade
| 7 2 / 2 / NA 1 / Knoxville
| $81,000,000 NA / NA
| NA NA NA
| 99% / 1% / NA 100% / 0% / NA
| Paul W. Cochran President 2006
|